Man or Matter Part 33

In order to make our experience of hearing a finger-post pointing the way to an understanding of the faculty of Inspiration innate in man, we must first of all seek to transform acoustics from a 'deaf into a 'hearing' science, just as Goethe turned the theory of colour from a colour-blind into a colour-seeing science.

Following our procedure in the case of optics, we select from the total field of acoustic phenomena a defined realm specially suited to our purpose. As it was then the spectrum, so it will be now the so-called quality of sound, or tone-colour.

By this term in acoustics is understood a property possessed by sound apart from pitch and volume, and dependent on the nature of the source from which a tone is derived. It is the tone-colour by which the tone of a violin, for instance, is distinguished from a tone of equal intensity and pitch produced by a flute. Similarly, two musical instruments of the same kind are distinguished from each other by tone-colour.

Tone-colour plays a specially significant part in human and animal voices. Not only has each individual voice its unique colour, but the colour varies in one and the same person or animal, according to the prevailing mood. Moreover, by uttering the various vowels of his language, man is able to impart varying colour to the sounds of his speech. For the difference we experience when a tone is sung on the vowel 'a' or the vowel 'e', etc., derives from the particular colour given by the vowel to that tone.

Among the discoveries of the last century in the realm of acoustics, there is one which especially helped to establish a purely kinematic conception of sound. Helmholtz showed that tones which to our ears seem to have a clear and definite pitch may be split up by a series of resonators into a number of different tones, each of them sounding at a different pitch. The lowest of these has the pitch which our ears attach to the entire tone. Thus in any ordinary tone there may be distinguished a 'fundamental' tone and a series of 'overtones'.

Helmholtz further showed that the particular series of overtones into which a tone can be resolved is responsible for the colour of that tone as a whole. Naturally, this meant for the prevailing mode of thinking that the experience of the colour of a tone had to be interpreted as the effect of a kind of acoustical adding together of a number of single tone perceptions (very much as Newton had interpreted 'white'

light as the outcome of an optical adding together of a certain number of single colour perceptions).

The picture becomes different if we apply to the aural experience Goethe's theorem that, in so far as we are deluded, it is not by our senses but by our own reasoning. For we then realize that sounds never occur of themselves without some tone-colour, whilst physically 'pure'

tones - those that represent simple harmonic motions - exist only as an artificial laboratory product. The colour of a tone, therefore, is an integral part of it, and must not be conceived of as an additional attribute resulting from a summing up of a number of colourless tone experiences.

Further, if we compare our experiences of the two kinds of tone, they tell us that through the quality or colour of the natural tone something of a soul-nature, pleasant or unpleasant, speaks to us, whereas 'pure' tones have a soulless character.

Resolving normal tones by Helmholtz's method (useful as it is for certain purposes) amounts to something like dissecting a living, ensouled organism into its members; only the parts of the corpse

remain in our hands.

Having thus established that the psychic content of aural experience forms an integral part of the tone-phenomenon as such, we must seek to understand how the kinetic process which is indispensable for its appearance comes to be the vehicle for the manifestation of 'soul' in the manner described.

To this end we must first of all heed the fact that the movement which mediates aural sensation is one of alternating expansion and contraction. Expressed in the language of the four Elements, this means that the air thus set in vibration approaches alternately the condition of the watery element beneath it and of the element of fire (heat) above it. Thus, in a regular rhythm, the air comes near the border of its ponderable existence. Purely physical considerations make us realize that this entails another rhythmic occurrence in the realm of heat. For with each expansion of the air heat is absorbed by it and thereby rendered s.p.a.ce-bound, while with every contraction of the air heat is set free and returns to its indigenous condition - that is, it becomes free from spatial limitations.

This picture of the complete happenings during an acoustic event enables us to understand how such a process can be the vehicle for conveying certain astral impulses in such a way that, when met by them, we grow aware of them in the form of a direct sensation. Taking as a model the expression 'transparent' for the perviousness of a substance to light, we may say that the air, when in a state of acoustic vibration, becomes 'trans-audient' for astral impulses, and that the nature of these vibrations determines which particular impulses are let through.

What we have here found to be the true role of the kinetic part of the acoustic process applies equally to sounds which are emitted by living beings, and to those that arise when lifeless material is set mechanically in motion, as in the case of ordinary noises or the musical production of tone. There is only this difference: in the first instance the vibrations of the sound-producing organs have their origin in the activity of the astral part of the living being, and it is this activity which comes to the recipient's direct experience in the form of aural impressions; in the second instance the air, by being brought externally into a state of vibration, exerts a kind of suction on the astral realm which pervades the air, with the result that parts of this realm become physically audible. For we are constantly surrounded by supersensible sounds, and the state of motion of the air determines which of them become perceptible to us in our present state of consciousness.

At this point our mind turns to a happening in the macrotelluric sphere of the earth, already considered in another connexion, which now a.s.sumes the significance of an ur-phenomenon revealing the astral generation of sound. This is the thunder-storm, const.i.tuted for our external perception by the two events: lightning and thunder.

Remembering what we have found earlier (Chapter X) to be the nature of lightning, we are now in a position to say: a supraterrestrial astral impulse obtains control of the earth's etheric and physical spheres of force in such a way that etheric substance is thrown into the condition of s.p.a.ce-bound physical matter. This substance is converted by stages from the state of light and heat via that of air into the liquid and, in certain cases, into the solid state (hail). To this we now add that, while in lightning the first effect of the etheric-physical interference of the astral impulse appears before our eyes, our ears give us direct awareness of this impulse in the form of thunder. It is this fact which accounts for the awe-inspiring character of thunderstorms.

The picture we have thus received of the outer part of the acoustic process has a counterpart in the processes inside the organ of hearing.

Hearing, like seeing, depends upon the co-operation of both poles of the human organism-nerve and blood. In the case of hearing, however, they play a reversed role. In the eye, the primary effect of light-impressions is on the nervous part; a secondary response to them comes from the blood organization. In the ear, the receptive organ for the astral impulses pressing in upon it is a part which belongs to the body's limb system, while it is the nervous organization which functions as the organ of response. For in the ear the sound-waves are first of all taken over by the so-called ossicles, three small bones in the middle ear which, when examined with the Goethean eye, appear to be a complete metamorphosis of ah arm or a leg. They are instrumental in transferring the outer acoustic movements to the fluid contained in the inner ear, whence these are communicated to the entire fluid system of the body and lastly to the muscular system.9 We shall speak of this in detail later on. Let it be stated here that the peculiar role played by the larynx in hearing, already referred to by us in Chapter XVI, is one of the symptoms which tells of the partic.i.p.ation of the muscular system in the internal acoustic process.

Psychologically, the difference between ear and eye is that aural perceptions work much more directly on the human will - that is, on the part of our astral organization connected with the limb system. Whereas eye-impressions stimulate us in the first place to think, ear-impressions stimulate us to ... dance. The whole art of dancing, from its original sacred character up to its degenerate modern forms, is based upon the limb system being the recipient of acoustic impressions.

In order to understand how the muscles respond to the outer astral impulses which reach us through our ear, we must first understand what happens in the muscles when our will makes use of them for bodily motion. In this case, too, the muscular system is the organ through which certain astral impulses, this time arising out of the body's own astral member, come to expression. Moreover, the movement of the muscles, though not outwardly perceptible, is quite similar to acoustic movements outside the body. For whenever a muscle is caused to alter its length, it will perform some kind of vibration - a vibration characterized even by a definite pitch, which differs in different people. Since throughout life our body is never entirely without movement, we are thus in a constant state of inward sounding. The muscular system is capable of this vibration because during the body's initial period of growth the bones increase in length to a much greater extent than do the sinews and muscles. Hence the latter arrive at a condition of elastic tension not unlike that of the strings of a musical instrument.10

In the case of bodily movement, therefore, the muscles are tone-producers, whereas in acoustic perceptions they are tone-receivers. What, then, is it that prevents an acoustic perception from actually setting the limbs in motion, and, instead, enables our sentient being to take hold of the astral impulse invading our muscles?

This impediment comes from the contribution made by the nervous system to the auditory process. In order to understand the nature of this contribution we must remember the role played by the blood in seeing.

It was found by us to consist in the bringing about of that state of equilibrium without which we should experience light merely as a pain-producing agent. Similarly, the perception of sound requires the presence of a certain state of equilibrium between the nerve-system and the limb-system. In this case, however, a lack of equilibrium would result not in pain, but in ecstasy. For if acoustic impressions played directly into our limb-system, with nothing to hold them in check, every tone we encounter would compel us to an outward manifestation of astral activity. We should become part of the tone-process itself, forced to transform it by the volitional part of our astral organization into spatial movement. That this does not happen is because the partic.i.p.ation of the nervous system serves to damp down the potential ecstasy. Hence it is more or less left to the sentient part of the astral organization - that is, the part free from the physical body - to partake in the astral processes underlying the tone occurrences.

Our discussion has reached a point where we are able to answer a question which first arose in the course of our study of the four ethers, and which arises here anew.

In studying the chemical or sound ether we were faced with the fact that part of the etheric realm, although in itself accessible to the spiritual part of the sense of sight, offers supersensible experience comparable to the perception of sound. Conversely, we are now met by the fact that it is spiritual hearing which gives access to the immediate perception of a realm of forces which is not only the source of acoustic phenomena, but the origin of all that manifests in nature in the form of sulphurous, saline and mercurial events, such as the world of colours, electricity, magnetism, the manifold rhythmic occurrences on the earth (both taken as a whole .and in single organisms), etc. - all of which are taken hold of by quite other senses than that of hearing.

At our first encounter with this problem we remarked that in the supersensible no such sharp distinctions exist between different sense-spheres as are found in body-bound sense-perception. At the same time we remembered that even in physical perception we are inclined to attach acoustic attributes to colours and optical attributes to tones.

In fact, it was precisely an instance of this kind of experience, namely, our conception of tone-colour, which gave us our lead in discussing the acoustic sphere in general. Our picture of the particular interaction of the two polar bodily systems in the acts of seeing and hearing now enables us to understand more clearly how these two spheres of perception overlap in man. For we have seen how the system which in seeing is the receiving organ, works in hearing as the responding one, and vice versa. As a result, optical impressions are accompanied by dim sensations of sound, and aural impressions by dim sensations of colour.

What we are thus dimly aware of in physical sense activity, becomes definite experience when the supersensible part of the senses concerned can work unfettered by the bodily organ. Clear testimony of this is again given to us by Traherne in a poem ent.i.tled Dumnesse. This poem contains an account of Traherne's recollection of the significant fact that the transition from the cosmic to the earthly condition of his consciousness was caused by his learning to speak. The following is a pa.s.sage from the description of the impressions which were his before his soul was overcome by this change:

'Then did I dwell within a World of Light Distinct and Seperat from all Mens Sight, Where I did feel strange Thoughts, and such Things see That were, or seemd, only reveald to Me ...

'... A Pulpit in my Mind A Temple, and a Teacher I did find, With a large Text to comment on. No Ear, But Eys them selvs were all the Hearers there.

And evry Stone, and Evry Star a Tongue, And evry Gale of Wind a Curious Song.'11

We have obtained a sufficiently clear picture of the organization of our sense of hearing to see where the way lies that leads from hearing with the ears of the body to hearing with the ears of the spirit, that is, to the inspirative perception of the astral world.

In the psycho-physical condition which is characteristic of our present day-consciousness, the partic.i.p.ation of our astral organization in any happenings of the outer astral world depends on our corporeal motor system being stimulated by the acoustic motions of the air, or of some other suitable medium contacting our body. For it is only in this way that our astral organization is brought into the sympathetic vibrations necessary for perceiving outer astral happenings. In order that astral events other than those manifesting acoustically may become accessible to our consciousness, our own astral being must become capable of vibrating in tune with them, just as if we were hearing them - that is, we must be able to rouse our astral forces to an activity similar to that of hearing, yet without any physical stimulus. The way to this consists in training ourselves to experience the deeds and sufferings of nature as if they were the deeds and sufferings of a beloved friend.

It is thus that we shall learn to hear the soul of the universe directly speaking to us, as Lorenzo divined it, when his love for Jessica made him feel in love with all the world, and he exclaimed:

'There's not the smallest orb which thou behold'st But in his motion like an angel sings, Still quiring to the young-eyed cherubim, - Such harmony is in immortal souls.

But whilst this muddy vesture of decay Doth grossly close it in, we cannot hear it.'

(c) KEPLER AND THE 'MUSIC OF THE SPHERES'

'One must choose one's saints .. . and so I have chosen mine, and before all others, Kepler. In my ante-room he has ever a niche of his own, with his bust in it.'

This opinion of Goethe's must surprise us in view of the fact that Kepler was the discoverer of the three laws called after him, one of which is supposed to have laid the foundation for Newton's mechanical conception of the universe. In what follows it will be shown how wrong it is to see in Kepler a forerunner of the mechanistic conception of the world; how near, in reality, his world-picture is to the one to which we are led by working along Goetheanistic lines; and how right therefore Goethe was in his judgment on Kepler.

Goethe possessed a sensitive organ for the historical appropriateness of human ideas. As an ill.u.s.tration of this it may be mentioned how he reacted when someone suggested to him that Joachim Jungius - an outstanding German thinker, contemporary of Bacon, Van Helmont, etc. - had antic.i.p.ated his idea of the metamorphosis of the plant. This remark worried Goethe, not because he could not endure the thought of being antic.i.p.ated (see his treatment of K. F. Wolff), but because this would have run counter to the meaning of man's historical development as he saw it. 'Why do I regard as essential the question whether Jungius conceived the idea of metamorphosis as we know it? My answer is, that it is most significant in the history of the sciences, when a penetrating and vitalizing maxim comes to be uttered. Therefore it is not only of importance that Jungius has not expressed this maxim; but it is of highest significance that he was positively unable to express it - as we boldly a.s.sert.'12

For the same reason Goethe knew it would be historically unjustified to expect that Kepler could have conceived an aspect of the universe implicit in his own conception of nature. Hence it did not disturb him in his admiration for Kepler, that through him the Copernican aspect of the universe had become finally established in the modern mind - that is, an aspect which, as we have seen, is invalid as a means of forming a truly dynamic conception of the world.

In forming his picture of the universe, it is true, Copernicus was concerned with nothing but the spatial movements of the luminous ent.i.ties discernible in the sky, without any regard to their actual nature and dynamic interrelationships. Hence his world-picture - as befits the spectator-form of human consciousness which was coming to birth in his own time - is a purely kinematic one. As such it has validity for a certain sphere of human observation.

When Kepler, against the hopes of his forerunner and friend, Tycho Brahe, accepted the heliocentric standpoint and made it the basis of his observations, he did so out of his understanding of what was the truth for his own time. Kepler's ideal was to seek after knowledge through pure observation. In this respect Goethe took him as his model.

Kepler's discoveries were a proof that man's searching mind is given insight into great truths at any stage of its development, provided it keeps to the virtue of practising pure observation.

It has been the error of Newton and his successors up to our own day, to try to conceive the world dynamically within the limits of their spectator-consciousness and thus to form a dynamic interpretation of the universe based on its heliocentric aspect. This was just as repellent to Goethe as Kepler's att.i.tude was attractive.

But by so sharply distinguishing between Newton and Kepler, do we not do injustice to the fact that, as the world believes, Kepler's third law is the parent of Newton's law of gravitation? The following will show that this belief is founded on an illusory conception of the kind we met before. As we shall see, Kepler's discovery, when treated in a Keplerian way, instead of leading to Newton, is found to be in full agreement with the very world-picture to which our own observations have led us.