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The great artists among men of letters have occasionally and by tradition burst into an _Ars Poetica_ or an _Arte nuevo de hacer Comedias_, and it should come as no surprise that Henry James has left us some sort of treatise on novel-writing--no surprise, that is, to the discriminating reader who is _not_, for the most part, a writer of English novels. Various reviewers have hinted obscurely that some such treatise is either adumbrated or concealed in the Notes for "The Ivory Tower" and for "The Sense of the Past"; they have said, indeed, that novelists will "profit greatly," etc., but no one has set forth the gist or the generalities which are to be found in these notes.
Divested of its fine verbiage, of its cliches, of its provincialisms of American phrase, and of the special details relating to the particular book in his mind, the formula for building a novel (any novel, not merely any "psychological" novel); the things to have clearly in mind before starting to write it are enumerated in "The Ivory Tower" notes somewhat as follows:--
1. Choice of names for characters; names that will "fit" their owners, and that will not "joggle" or be cacophonie when in juxtaposition on the page.
2. Exposition of one group of characters and of the "situation." (In "The Ivory Tower" this was to be done in three subdivisions. "Book I"
was to give the "Immediate Facts.")
3. One character at least is. .h.i.tched to his "characteristic." We are to have one character's impression on another.
4. (Book III.) Various reactions and interactions of characters.
5. The character, i.e., the main character, is "faced with the situation."
6. For "The Ivory Tower" and probably for any novel, there is now need to show clearly and definitely the "antecedents," i.e., anything that had happened before the story started. And we find Henry James making up his mind which characters have interacted before this story opens, and which things are to be due to fresh impacts of one character on another.
7. Particular consideration of the special case in hand. The working-free from incongruities inherent in the first vague preconceptions of the plot. Thus:
(a) The hinge of the thing is not to be the effect of A. on B. or of B.
on A.; nor of A. on C. or of C. on B.; but is to be due to an effect all round, of A. and B. and C. working on each other.
(b) James's care not to repeat figures from earlier novels. Not a categoric prohibition, but a caution not to sail too near the wind in this matter.
(c) A care not to get too many "personally remarkable" people, and not enough stupid ones into the story.
(d) Care for the relative "weight" as well as the varied "tone" of the characters.
(We observe, in all this, the peculiarly American pa.s.sion for "art"; for having a system in things, _cf._ Whistler.)
(e) Consideration how far one character "faces" the problem of another character's "character."
(This and section "d" continue the preoccupation with "moral values"
shown in James's early criticism in "French Poets and Novelists.")
8. Definite "_joints_"; or relations of one character to another finally fitted and settled.
This brings us again to point 5. The character, i.e., the main character definitely "faced" with the situation.
9. The consequences.
10. (a) Further consideration of the state of character C. before contact with B., etc.
(b) The effect of further characters on the mind, and thence on the action of A.
(c) Considerations of the effect of a fourth main character; of introducing a subsidiary character, and its effect, i.e., that of having an extra character for a particular function.
11. The great "_coup_" foreshadowed.
(In this case the mild Oth.e.l.lo, more and more drifting consciously into the grip of the mild Iago--I use the terms "Oth.e.l.lo" and "Iago" merely to avoid, if not "hero," at least "villain"; the sensitive temperament allowing the rapacious temperament to become effective.)
(a) The main character in perplexity as to how far he shall combat the drift of things.
(b) The opposed character's perception of this.
(These sub-sections are, of course, sub-sections for a psychological novel; one would have different but equivalent "joints" in a novel of action.)
(c) Effect of all this on third character. (In this case female, attracted to "man-of-action" quality).
(d) A.'s general perception of these things and his weighing of values, a phase solely for the psychological novel.
(e) Weighing of how much A.'s perception of the relations between B. and C. is to be denouement, and how much, more or less, known.
12. Main character's "solution" or vision of what course he will take.
13. The fourth character's "break into" things, or into a perception of things,
(a) Actions of an auxiliary character, of what would have been low life in old Spanish or Elizabethan drama. This character affects the main action (as sometimes a "_gracioso_" [servant, buffoon, Sancho Panza]
affects the main action in a play, for example, of Lope de Vega's).
(b) Caution not to let author's interest in fascinating auxiliary character run away with his whole plan and design.
(This kind of restraint is precisely what leaves a reader "wanting more"; which gives a novel the "feel" of being full of life; convinces the reader of an abundant energy, an abundant sense of life in an author.)
14. Effects of course of the action on fourth main character and on the others. The scale being kept by the relation here not being between main character and _one_ antagonist, but with a group of three people, relations "different" though their "point" is the same; _cf._ a main character vs. a Rosenkrantz and Guildenstern, or "attendant lords."
James always has half an eye on play construction; the scene.
(a) The second auxiliary character brought out more definitely. (This is accidental. It might happen at any suitable point in a story wherever needed.)
(b) Act of this auxiliary person reaches through to main action.
15. We see the author determining just how bad a case he is going to make his villain.
(a) Further determination of his hero. (In this case an absolute non-producer, non-acc.u.mulator.)
(b) Care not to get an unmixed "bad" in his "villain," but to keep a right balance, a dependency, in this case, on the main character's weakness or easiness.
(c) Decision how the main "coup" or transfer shall slide through.
16. Effect upon C. Effect upon main characters' relations to D., E. and F.
At this point, in the consideration of eight of the ten "books" of his novel, we see the author most intent on his composition or architecture, most anxious to get all the sections fitted in with the greatest economy, a sort of crux of his excitement and anxiety, a fullness of his perception that the thing must be so tightly packed that no sentence can afford to be out of place.
17. Climax. The _Deus_ or, in this case, _Dea, ex machina_. Devices for prolonging climax. The fourth main character having been, as it were, held back for a sort of weight or balance here, and as a "resolution" of the tangles.
Finis.
18. Author's final considerations of time scheme, i.e., fitting the action into time not too great for unity, and great enough to allow for needed complexity. Slighter consideration of place scheme; where final scenes shall be laid, etc.