Human Nature and Conduct Part 1

Human Nature and Conduct.

by John Dewey.

PREFACE

In the spring of 1918 I was invited by Leland Stanford Junior University to give a series of three lectures upon the West Memorial Foundation.

One of the topics included within the scope of the Foundation is Human Conduct and Destiny. This volume is the result, as, according to the terms of the Foundation, the lectures are to be published. The lectures as given have, however, been rewritten and considerably expanded. An Introduction and Conclusion have been added. The lectures should have been published within two years from delivery. Absence from the country rendered strict compliance difficult; and I am indebted to the authorities of the University for their indulgence in allowing an extension of time, as well as for so many courtesies received during the time when the lectures were given.

Perhaps the sub-t.i.tle requires a word of explanation. The book does not purport to be a treatment of social psychology. But it seriously sets forth a belief that an understanding of habit and of different types of habit is the key to social psychology, while the operation of impulse and intelligence gives the key to individualized mental activity. But they are secondary to habit so that mind can be understood in the concrete only as a system of beliefs, desires and purposes which are formed in the interaction of biological apt.i.tudes with a social environment.

J. D.

February, 1921

INTRODUCTION

"Give a dog a bad name and hang him." Human nature has been the dog of professional moralists, and consequences accord with the proverb. Man's nature has been regarded with suspicion, with fear, with sour looks, sometimes with enthusiasm for its possibilities but only when these were placed in contrast with its actualities. It has appeared to be so evilly disposed that the business of morality was to prune and curb it; it would be thought better of if it could be replaced by something else. It has been supposed that morality would be quite superfluous were it not for the inherent weakness, bordering on depravity, of human nature. Some writers with a more genial conception have attributed the current blackening to theologians who have thought to honor the divine by disparaging the human. Theologians have doubtless taken a gloomier view of man than have pagans and secularists. But this explanation doesn't take us far. For after all these theologians are themselves human, and they would have been without influence if the human audience had not somehow responded to them.

Morality is largely concerned with controlling human nature. When we are attempting to control anything we are acutely aware of what resists us.

So moralists were led, perhaps, to think of human nature as evil because of its reluctance to yield to control, its rebelliousness under the yoke. But this explanation only raises another question. Why did morality set up rules so foreign to human nature? The ends it insisted upon, the regulations it imposed, were after all outgrowths of human nature. Why then was human nature so averse to them? Moreover rules can be obeyed and ideals realized only as they appeal to something in human nature and awaken in it an active response. Moral principles that exalt themselves by degrading human nature are in effect committing suicide.

Or else they involve human nature in unending civil war, and treat it as a hopeless mess of contradictory forces.

We are forced therefore to consider the nature and origin of that control of human nature with which morals has been occupied. And the fact which is forced upon us when we raise this question is the existence of cla.s.ses. Control has been vested in an oligarchy.

Indifference to regulation has grown in the gap which separates the ruled from the rulers. Parents, priests, chiefs, social censors have supplied aims, aims which were foreign to those upon whom they were imposed, to the young, laymen, ordinary folk; a few have given and administered rule, and the ma.s.s have in a pa.s.sable fashion and with reluctance obeyed. Everybody knows that good children are those who make as little trouble as possible for their elders, and since most of them cause a good deal of annoyance they must be naughty by nature. Generally speaking, good people have been those who did what they were told to do, and lack of eager compliance is a sign of something wrong in their nature.

But no matter how much men in authority have turned moral rules into an agency of cla.s.s supremacy, any theory which attributes the origin of rule to deliberate design is false. To take advantage of conditions after they have come into existence is one thing; to create them for the sake of an advantage to accrue is quite another thing. We must go back to the bare fact of social division into superior and inferior. To say that accident produced social conditions is to perceive they were not produced by intelligence. Lack of understanding of human nature is the primary cause of disregard for it. Lack of insight always ends in despising or else unreasoned admiration. When men had no scientific knowledge of physical nature they either pa.s.sively submitted to it or sought to control it magically. What cannot be understood cannot be managed intelligently. It has to be forced into subjection from without.

The opaqueness of human nature to reason is equivalent to a belief in its intrinsic irregularity. Hence a decline in the authority of social oligarchy was accompanied by a rise of scientific interest in human nature. This means that the make-up and working of human forces afford a basis for moral ideas and ideals. Our science of human nature in comparison with physical sciences is rudimentary, and morals which are concerned with the health, efficiency and happiness of a development of human nature are correspondingly elementary. These pages are a discussion of some phases of the ethical change involved in positive respect for human nature when the latter is a.s.sociated with scientific knowledge. We may antic.i.p.ate the general nature of this change through considering the evils which have resulted from severing morals from the actualities of human physiology and psychology. There is a pathology of goodness as well as of evil; that is, of that sort of goodness which is nurtured by this separation. The badness of good people, for the most part recorded only in fiction, is the revenge taken by human nature for the injuries heaped upon it in the name of morality. In the first place, morals cut off from positive roots in man's nature is bound to be mainly negative. Practical emphasis falls upon avoidance, escape of evil, upon not doing things, observing prohibitions. Negative morals a.s.sume as many forms as there are types of temperament subject to it. Its commonest form is the protective coloration of a neutral respectability, an insipidity of character. For one man who thanks G.o.d that he is not as other men there are a thousand to offer thanks that they are as other men, sufficiently as others are to escape attention. Absence of social blame is the usual mark of goodness for it shows that evil has been avoided. Blame is most readily averted by being so much like everybody else that one pa.s.ses unnoticed. Conventional morality is a drab morality, in which the only fatal thing is to be conspicuous. If there be flavor left in it, then some natural traits have somehow escaped being subdued. To be so good as to attract notice is to be priggish, too good for this world. The same psychology that brands the convicted criminal as forever a social outcast makes it the part of a gentleman not to obtrude virtues noticeably upon others.

The Puritan is never popular, not even in a society of Puritans. In case of a pinch, the ma.s.s prefer to be good fellows rather than to be good men. Polite vice is preferable to eccentricity and ceases to be vice.

Morals that professedly neglect human nature end by emphasizing those qualities of human nature that are most commonplace and average; they exaggerate the herd instinct to conformity. Professional guardians of morality who have been exacting with respect to themselves have accepted avoidance of conspicuous evil as enough for the ma.s.ses. One of the most instructive things in all human history is the system of concessions, tolerances, mitigations and reprieves which the Catholic Church with its official supernatural morality has devised for the mult.i.tude. Elevation of the spirit above everything natural is tempered by organized leniency for the frailties of flesh. To uphold an aloof realm of strictly ideal realities is admitted to be possible only for a few. Protestantism, except in its most zealous forms, has accomplished the same result by a sharp separation between religion and morality in which a higher justification by faith disposes at one stroke of daily lapses into the gregarious morals of average conduct.

There are always ruder forceful natures who cannot tame themselves to the required level of colorless conformity. To them conventional morality appears as an organized futility; though they are usually unconscious of their own att.i.tude since they are heartily in favor of morality for the ma.s.s as making it easier to manage them. Their only standard is success, putting things over, getting things done. Being good is to them practically synonymous with ineffectuality; and accomplishment, achievement is its own justification. They know by experience that much is forgiven to those who succeed, and they leave goodness to the stupid, to those whom they qualify as b.o.o.bs. Their gregarious nature finds sufficient outlet in the conspicuous tribute they pay to all established inst.i.tutions as guardians of ideal interests, and in their denunciations of all who openly defy conventionalized ideals. Or they discover that they are the chosen agents of a higher morality and walk subject to specially ordained laws.

Hypocrisy in the sense of a deliberate covering up of a will to evil by loud-voiced protestations of virtue is one of the rarest of occurrences.

But the combination in the same person of an intensely executive nature with a love of popular approval is bound, in the face of conventional morality, to produce what the critical term hypocrisy.

Another reaction to the separation of morals from human nature is a romantic glorification of natural impulse as something superior to all moral claims. There are those who lack the persistent force of the executive will to break through conventions and to use them for their own purposes, but who unite sensitiveness with intensity of desire.

Fastening upon the conventional element in morality, they hold that all morality is a conventionality hampering to the development of individuality. Although appet.i.tes are the commonest things in human nature, the least distinctive or individualized, they identify unrestraint in satisfaction of appet.i.te with free realization of individuality. They treat subjection to pa.s.sion as a manifestation of freedom in the degree in which it shocks the bourgeois. The urgent need for a transvaluation of morals is caricatured by the notion that an avoidance of the avoidances of conventional morals const.i.tutes positive achievement. While the executive type keeps its eyes on actual conditions so as to manipulate them, this school abrogates objective intelligence in behalf of sentiment, and withdraws into little coteries of emanc.i.p.ated souls.

There are others who take seriously the idea of morals separated from the ordinary actualities of humanity and who attempt to live up to it.

Some become engrossed in spiritual egotism. They are preoccupied with the state of their character, concerned for the purity of their motives and the goodness of their souls. The exaltation of conceit which sometimes accompanies this absorption can produce a corrosive inhumanity which exceeds the possibilities of any other known form of selfishness.

In other cases, persistent preoccupation with the thought of an ideal realm breeds morbid discontent with surroundings, or induces a futile withdrawal into an inner world where all facts are fair to the eye. The needs of actual conditions are neglected, or dealt with in a half-hearted way, because in the light of the ideal they are so mean and sordid. To speak of evils, to strive seriously for change, shows a low mind. Or, again, the ideal becomes a refuge, an asylum, a way of escape from tiresome responsibilities. In varied ways men come to live in two worlds, one the actual, the other the ideal. Some are tortured by the sense of their irreconcilability. Others alternate between the two, compensating for the strains of renunciation involved in membership in the ideal realm by pleasurable excursions into the delights of the actual.

If we turn from concrete effects upon character to theoretical issues, we single out the discussion regarding freedom of will as typical of the consequences that come from separating morals from human nature. Men are wearied with bootless discussion, and anxious to dismiss it as a metaphysical subtlety. But nevertheless it contains within itself the most practical of all moral questions, the nature of freedom and the means of its achieving. The separation of morals from human nature leads to a separation of human nature in its moral aspects from the rest of nature, and from ordinary social habits and endeavors which are found in business, civic life, the run of companionships and recreations. These things are thought of at most as places where moral notions need to be applied, not as places where moral ideas are to be studied and moral energies generated. In short, the severance of morals from human nature ends by driving morals inwards from the public open out-of-doors air and light of day into the obscurities and privacies of an inner life. The significance of the traditional discussion of free will is that it reflects precisely a separation of moral activity from nature and the public life of men.

One has to turn from moral theories to the general human struggle for political, economic and religious liberty, for freedom of thought, speech, a.s.semblage and creed, to find significant reality in the conception of freedom of will. Then one finds himself out of the stiflingly close atmosphere of an inner consciousness and in the open-air world. The cost of confining moral freedom to an inner region is the almost complete severance of ethics from politics and economics.

The former is regarded as summed up in edifying exhortations, and the latter as connected with arts of expediency separated from larger issues of good.

In short, there are two schools of social reform. One bases itself upon the notion of a morality which springs from an inner freedom, something mysteriously cooped up within personality. It a.s.serts that the only way to change inst.i.tutions is for men to purify their own hearts, and that when this has been accomplished, change of inst.i.tutions will follow of itself. The other school denies the existence of any such inner power, and in so doing conceives that it has denied all moral freedom. It says that men are made what they are by the forces of the environment, that human nature is purely malleable, and that till inst.i.tutions are changed, nothing can be done. Clearly this leaves the outcome as hopeless as does an appeal to an inner rect.i.tude and benevolence. For it provides no leverage for change of environment. It throws us back upon accident, usually disguised as a necessary law of history or evolution, and trusts to some violent change, symbolized by civil war, to usher in an abrupt millennium. There is an alternative to being penned in between these two theories. We can recognize that all conduct is _interaction_ between elements of human nature and the environment, natural and social. Then we shall see that progress proceeds in two ways, and that freedom is found in that kind of interaction which maintains an environment in which human desire and choice count for something. There are in truth forces in man as well as without him. While they are infinitely frail in comparison with exterior forces, yet they may have the support of a foreseeing and contriving intelligence. When we look at the problem as one of an adjustment to be intelligently attained, the issue shifts from within personality to an engineering issue, the establishment of arts of education and social guidance.

The idea persists that there is something materialistic about natural science and that morals are degraded by having anything seriously to do with material things. If a sect should arise proclaiming that men ought to purify their lungs completely before they ever drew a breath it ought to win many adherents from professed moralists. For the neglect of sciences that deal specifically with facts of the natural and social environment leads to a side-tracking of moral forces into an unreal privacy of an unreal self. It is impossible to say how much of the remediable suffering of the world is due to the fact that physical science is looked upon as merely physical. It is impossible to say how much of the unnecessary slavery of the world is due to the conception that moral issues can be settled within conscience or human sentiment apart from consistent study of facts and application of specific knowledge in industry, law and politics. Outside of manufacturing and transportation, science gets its chance in war. These facts perpetuate war and the hardest, most brutal side of modern industry. Each sign of disregard for the moral potentialities of physical science drafts the conscience of mankind away from concern with the interactions of man and nature which must be mastered if freedom is to be a reality. It diverts intelligence to anxious preoccupation with the unrealities of a purely inner life, or strengthens reliance upon outbursts of sentimental affection. The ma.s.ses swarm to the occult for a.s.sistance. The cultivated smile contemptuously. They might smile, as the saying goes, out of the other side of their mouths if they realized how recourse to the occult exhibits the practical logic of their own beliefs. For both rest upon a separation of moral ideas and feelings from knowable facts of life, man and the world.

It is not pretended that a moral theory based upon realities of human nature and a study of the specific connections of these realities with those of physical science would do away with moral struggle and defeat.

It would not make the moral life as simple a matter as wending one's way along a well-lighted boulevard. All action is an invasion of the future, of the unknown. Conflict and uncertainty are ultimate traits. But morals based upon concern with facts and deriving guidance from knowledge of them would at least locate the points of effective endeavor and would focus available resources upon them. It would put an end to the impossible attempt to live in two unrelated worlds. It would destroy fixed distinction between the human and the physical, as well as that between the moral and the industrial and political. A morals based on study of human nature instead of upon disregard for it would find the facts of man continuous with those of the rest of nature and would thereby ally ethics with physics and biology. It would find the nature and activities of one person coterminous with those of other human beings, and therefore link ethics with the study of history, sociology, law and economics.

Such a morals would not automatically solve moral problems, nor resolve perplexities. But it would enable us to state problems in such forms that action could be courageously and intelligently directed to their solution. It would not a.s.sure us against failure, but it would render failure a source of instruction. It would not protect us against the future emergence of equally serious moral difficulties, but it would enable us to approach the always recurring troubles with a fund of growing knowledge which would add significant values to our conduct even when we overtly failed--as we should continue to do. Until the integrity of morals with human nature and of both with the environment is recognized, we shall be deprived of the aid of past experience to cope with the most acute and deep problems of life. Accurate and extensive knowledge will continue to operate only in dealing with purely technical problems. The intelligent acknowledgment of the continuity of nature, man and society will alone secure a growth of morals which will be serious without being fanatical, aspiring without sentimentality, adapted to reality without conventionality, sensible without taking the form of calculation of profits, idealistic without being romantic.

PART ONE

THE PLACE OF HABIT IN CONDUCT

I

Habits may be profitably compared to physiological functions, like breathing, digesting. The latter are, to be sure, involuntary, while habits are acquired. But important as is this difference for many purposes it should not conceal the fact that habits are like functions in many respects, and especially in requiring the cooperation of organism and environment. Breathing is an affair of the air as truly as of the lungs; digesting an affair of food as truly as of tissues of stomach. Seeing involves light just as certainly as it does the eye and optic nerve. Walking implicates the ground as well as the legs; speech demands physical air and human companionship and audience as well as vocal organs. We may shift from the biological to the mathematical use of the word function, and say that natural operations like breathing and digesting, acquired ones like speech and honesty, are functions of the surroundings as truly as of a person. They are things done _by_ the environment by means of organic structures or acquired dispositions. The same air that under certain conditions ruffles the pool or wrecks buildings, under other conditions purifies the blood and conveys thought. The outcome depends upon what air acts upon. The social environment acts through native impulses and speech and moral habitudes manifest themselves. There are specific good reasons for the usual attribution of acts to the person from whom they immediately proceed.

But to convert this special reference into a belief of exclusive ownership is as misleading as to suppose that breathing and digesting are complete within the human body. To get a rational basis for moral discussion we must begin with recognizing that functions and habits are ways of using and incorporating the environment in which the latter has its say as surely as the former.

We may borrow words from a context less technical than that of biology, and convey the same idea by saying that habits are arts. They involve skill of sensory and motor organs, cunning or craft, and objective materials. They a.s.similate objective energies, and eventuate in command of environment. They require order, discipline, and manifest technique.

They have a beginning, middle and end. Each stage marks progress in dealing with materials and tools, advance in converting material to active use. We should laugh at any one who said that he was master of stone working, but that the art was cooped up within himself and in no wise dependent upon support from objects and a.s.sistance from tools.

In morals we are however quite accustomed to such a fatuity. Moral dispositions are thought of as belonging exclusively to a self. The self is thereby isolated from natural and social surroundings. A whole school of morals flourishes upon capital drawn from restricting morals to character and then separating character from conduct, motives from actual deeds. Recognition of the a.n.a.logy of moral action with functions and arts uproots the causes which have made morals subjective and "individualistic." It brings morals to earth, and if they still aspire to heaven it is to the heavens of the earth, and not to another world.

Honesty, chast.i.ty, malice, peevishness, courage, triviality, industry, irresponsibility are not private possessions of a person. They are working adaptations of personal capacities with environing forces. All virtues and vices are habits which incorporate objective forces. They are interactions of elements contributed by the make-up of an individual with elements supplied by the out-door world. They can be studied as objectively as physiological functions, and they can be modified by change of either personal or social elements.

If an individual were alone in the world, he would form his habits (a.s.suming the impossible, namely, that he would be able to form them) in a moral vacuum. They would belong to him alone, or to him only in reference to physical forces. Responsibility and virtue would be his alone. But since habits involve the support of environing conditions, a society or some specific group of fellow-men, is always accessory before and after the fact. Some activity proceeds from a man; then it sets up reactions in the surroundings. Others approve, disapprove, protest, encourage, share and resist. Even letting a man alone is a definite response. Envy, admiration and imitation are complicities. Neutrality is non-existent. Conduct is always shared; this is the difference between it and a physiological process. It is not an ethical "ought" that conduct _should_ be social. It _is_ social, whether bad or good.

Washing one's hands of the guilt of others is a way of sharing guilt so far as it encourages in others a vicious way of action. Non-resistance to evil which takes the form of paying no attention to it is a way of promoting it. The desire of an individual to keep his own conscience stainless by standing aloof from badness may be a sure means of causing evil and thus of creating personal responsibility for it. Yet there are circ.u.mstances in which pa.s.sive resistance may be the most effective form of nullification of wrong action, or in which heaping coals of fire on the evil-doer may be the most effective way of transforming conduct. To sentimentalize over a criminal--to "forgive" because of a glow of feeling--is to incur liability for production of criminals. But to suppose that infliction of retributive suffering suffices, without reference to concrete consequences, is to leave untouched old causes of criminality and to create new ones by fostering revenge and brutality.

The abstract theory of justice which demands the "vindication" of law irrespective of instruction and reform of the wrong-doer is as much a refusal to recognize responsibility as is the sentimental gush which makes a suffering victim out of a criminal.

Courses of action which put the blame exclusively on a person as if his evil will were the sole cause of wrong-doing and those which condone offense on account of the share of social conditions in producing bad disposition, are equally ways of making an unreal separation of man from his surroundings, mind from the world. Causes for an act always exist, but causes are not excuses. Questions of causation are physical, not moral except when they concern future consequences. It is as causes of future actions that excuses and accusations alike must be considered. At present we give way to resentful pa.s.sion, and then "rationalize" our surrender by calling it a vindication of justice. Our entire tradition regarding punitive justice tends to prevent recognition of social partnership in producing crime; it falls in with a belief in metaphysical free-will. By killing an evil-doer or shutting him up behind stone walls, we are enabled to forget both him and our part in creating him. Society excuses itself by laying the blame on the criminal; he retorts by putting the blame on bad early surroundings, the temptations of others, lack of opportunities, and the persecutions of officers of the law. Both are right, except in the wholesale character of their recriminations. But the effect on both sides is to throw the whole matter back into antecedent causation, a method which refuses to bring the matter to truly moral judgment. For morals has to do with acts still within our control, acts still to be performed. No amount of guilt on the part of the evil-doer absolves us from responsibility for the consequences upon him and others of our way of treating him, or from our continuing responsibility for the conditions under which persons develop perverse habits.

We need to discriminate between the physical and the moral question. The former concerns what _has_ happened, and how it happened. To consider this question is indispensable to morals. Without an answer to it we cannot tell what forces are at work nor how to direct our actions so as to improve conditions. Until we know the conditions which have helped form the characters we approve and disapprove, our efforts to create the one and do away with the other will be blind and halting. But the moral issue concerns the future. It is prospective. To content ourselves with p.r.o.nouncing judgments of merit and demerit without reference to the fact that our judgments are themselves facts which have consequences and that their value depends upon _their_ consequences, is complacently to dodge the moral issue, perhaps even to indulge ourselves in pleasurable pa.s.sion just as the person we condemn once indulged himself. The moral problem is that of modifying the factors which now influence future results. To change the working character or will of another we have to alter objective conditions which enter into his habits. Our own schemes of judgment, of a.s.signing blame and praise, of awarding punishment and honor, are part of these conditions.

In practical life, there are many recognitions of the part played by social factors in generating personal traits. One of them is our habit of making social cla.s.sifications. We attribute distinctive characteristics to rich and poor, slum-dweller and captain of industry, rustic and suburbanite, officials, politicians, professors, to members of races, sets and parties. These judgments are usually too coa.r.s.e to be of much use. But they show our practical awareness that personal traits are functions of social situations. When we generalize this perception and act upon it intelligently we are committed by it to recognize that we change character from worse to better only by changing conditions--among which, once more, are our own ways of dealing with the one we judge. We cannot change habit directly: that notion is magic. But we can change it indirectly by modifying conditions, by an intelligent selecting and weighting of the objects which engage attention and which influence the fulfilment of desires.

A savage can travel after a fashion in a jungle. Civilized activity is too complex to be carried on without smoothed roads. It requires signals and junction points; traffic authorities and means of easy and rapid transportation. It demands a congenial, antecedently prepared environment. Without it, civilization would relapse into barbarism in spite of the best of subjective intention and internal good disposition.

The eternal dignity of labor and art lies in their effecting that permanent reshaping of environment which is the substantial foundation of future security and progress. Individuals flourish and wither away like the gra.s.s of the fields. But the fruits of their work endure and make possible the development of further activities having fuller significance. It is of grace not of ourselves that we lead civilized lives. There is sound sense in the old pagan notion that grat.i.tude is the root of all virtue. Loyalty to whatever in the established environment makes a life of excellence possible is the beginning of all progress. The best we can accomplish for posterity is to transmit unimpaired and with some increment of meaning the environment that makes it possible to maintain the habits of decent and refined life. Our individual habits are links in forming the endless chain of humanity.

Their significance depends upon the environment inherited from our forerunners, and it is enhanced as we foresee the fruits of our labors in the world in which our successors live.

For however much has been done, there always remains more to do. We can retain and transmit our own heritage only by constant remaking of our own environment. Piety to the past is not for its own sake nor for the sake of the past, but for the sake of a present so secure and enriched that it will create a yet better future. Individuals with their exhortations, their preachings and scoldings, their inner aspirations and sentiments have disappeared, but their habits endure, because these habits incorporate objective conditions in themselves. So will it be with _our_ activities. We may desire abolition of war, industrial justice, greater equality of opportunity for all. But no amount of preaching good will or the golden rule or cultivation of sentiments of love and equity will accomplish the results. There must be change in objective arrangements and inst.i.tutions. We must work on the environment not merely on the hearts of men. To think otherwise is to suppose that flowers can be raised in a desert or motor cars run in a jungle. Both things can happen and without a miracle. But only by first changing the jungle and desert.